Charges dismissed for banking associate

Posted By Matthew Galluzzo || 18-Dec-2013

Our client - an associate at one of the world's leading investment banks - was arrested for disorderly conduct and allegedly resisting arrest outside of a nightclub in Manhattan. We advised him on how to report this incident to his employer and what his possible FINRA consequences were as a result of this arrest. Ultimately, though, we were able to obtain a total dismissal of these charges for him, and he has had no career consequences as a result of this arrest.

If you are a FINRA-licensed professional facing a criminal case, you should strongly consider contacting the experienced criminal defense and FINRA litigators at Galluzzo & Arnone LLP. Their unique background allows them to give expert advice to financial professionals facing serious professional consequences as a result of an arrest.