Our client – an associate at one of the world's leading investment banks – was arrested for disorderly conduct and allegedly resisting arrest outside of a nightclub in Manhattan. We advised him on how to report this incident to his employer and what his possible FINRA consequences were as a result of this arrest. Ultimately, though, we were able to obtain a total dismissal of these charges for him, and he has had no career consequences as a result of this arrest.
If you are a FINRA-licensed professional facing a criminal case, you should strongly consider contacting the experienced criminal defense and FINRA litigators at the Law Office of Matthew Galluzzo. Their unique background allows them to give expert advice to financial professionals facing serious professional consequences as a result of an arrest.